B_03.03 — Financial entities providing ICT services

Purpose

This template identifies which group entities provide ICT services under intra-group arrangements. When one entity within a consolidated group provides ICT services to another entity in the same group, this template records that provider relationship.

This is distinct from B_03.02, which covers external ICT providers. B_03.03 is specifically for cases where a financial entity within the group acts as the ICT service provider (e.g., a shared services center or IT subsidiary).

The group ICT risk management function maintains this template alongside the intra-group arrangement records.

Fields Reference

CodeField NameTypeReq.Description
c0010Contractual arrangement reference number*textYes
Reference to the contractual arrangement
Max length: 255
FK → B_02.01 (c0010)
c0020LEI of the financial entity providing ICT services*leiYes
LEI of the intra-group entity providing services
Max length: 20
FK → B_01.02 (c0010)

Relationships

Validation Rules

  • Arrangement reference must exist in B_02.01. The intra-group arrangement must be registered in the general contractual arrangements template.
  • Entity LEI must exist in B_01.02. The entity providing ICT services must be listed in the consolidation template as part of the group.
  • Arrangement must be intra-group. The referenced arrangement should be classified as intra-group in B_02.01.

Example

FieldValue
Arrangement ReferenceCA-2025-IG-001
Provider Entity LEI529900ABC...

Common Mistakes

  • Using this template for external providers. B_03.03 is exclusively for intra-group arrangements where a group entity provides ICT services. External providers should be recorded in B_03.02 instead.
  • Provider entity not in B_01.02. The entity providing ICT services must be part of the consolidated group. If the LEI does not exist in B_01.02, the record is invalid.
  • Non-intra-group arrangement reference. Linking to an external arrangement instead of an intra-group one creates a logical inconsistency.