B_01.01 — Entity maintaining the register

Purpose

This template identifies the financial entity responsible for maintaining the register of information. It contains exactly one row for individual (IND) reporting, specifying the entity that submits the register to its competent authority.

For consolidated (CON) reporting, the single row identifies the entity submitting the register on behalf of the entire group. The entity must be a regulated financial entity within the EU/EEA.

This template is typically completed by the compliance or ICT risk management team at the start of the reporting period and updated whenever the entity's details change.

Fields Reference

CodeField NameTypeReq.Description
c0010LEI of the entity maintaining the register*leiYes
Legal Entity Identifier (20 alphanumeric characters)
Max length: 20
c0020Name of the entity*textYes
Legal name of the financial entity maintaining the register
Max length: 255
c0030Country of the entity*countryYes
Country where the entity is authorised (ISO 3166-1 alpha-2)
c0040Type of entity*selectYes
Type of financial entity per DORA classification
Show 24 allowed values
  • FE_1Credit institution
  • FE_2Payment institution
  • FE_3Account information service provider (exempt under Art.33 PSD2)
  • FE_4Electronic money institution
  • FE_5Investment firm
  • FE_6Crypto-asset service provider
  • FE_7Issuer of asset-referenced tokens
  • FE_8Central securities depository
  • FE_9Central counterparty
  • FE_10Trading venue
  • FE_11Trade repository
  • FE_12Manager of alternative investment funds
  • FE_13Management company
  • FE_14Data reporting service provider
  • FE_15Insurance undertaking
  • FE_16Reinsurance undertaking
  • FE_17Insurance intermediary
  • FE_18Reinsurance intermediary
  • FE_19Institution for occupational retirement provision
  • FE_20Credit rating agency
  • FE_21Administrator of critical benchmarks
  • FE_22Crowdfunding service provider
  • FE_23Securitisation repository
  • FE_24Issuer of significant asset-referenced tokens
c0050Competent authoritytextNo
Name of the competent authority supervising the entity
Max length: 255
c0060Date of the reportingdateNo
Date of the register submission (yyyy-mm-dd)

Relationships

This template has no foreign key relationships with other templates.

Validation Rules

  • Exactly one row for IND reporting. Individual reporting mode requires precisely one row in this template. Additional rows will trigger a validation error.
  • Valid LEI (ISO 17442). The Legal Entity Identifier must pass the ISO 17442 checksum validation. It must be a 20-character alphanumeric code with a valid MOD 97-10 check digit pair.
  • EU/EEA country. The country of the entity must be a valid EU or EEA member state ISO 3166-1 alpha-2 code.
  • Valid entity type. The entity type code must be one of the allowed financial entity types defined in the DORA taxonomy (e.g., FE_1 for credit institutions, FE_2 for payment institutions).

Example

FieldValue
LEI529900T8BM49AURSDO55
Entity NameExample Bank SIA
CountryLV
Entity TypeFE_1 (Credit institution)
Competent AuthorityFKTK
Reporting Date2025-12-31

Common Mistakes

  • Invalid LEI checksum. Manually entered LEIs often contain typos that break the MOD 97-10 checksum. Always copy the LEI from an official source such as the GLEIF database.
  • Wrong entity type code. Using a generic entity type instead of the specific regulated entity type. Verify the correct code against the DORA taxonomy.
  • Missing row for IND reporting. Forgetting to add the single required row when the reporting type is set to IND (individual).
  • Non-EU/EEA country. Entering a country code outside the EU/EEA scope, which is not valid for the entity maintaining the register.