B_01.01 — Entity maintaining the register | DORA Register of Information

Purpose

This template identifies the financial entity responsible for maintaining the register of information. It contains exactly one row for individual (IND) reporting, specifying the entity that submits the register to its competent authority.

For consolidated (CON) reporting, the single row identifies the entity submitting the register on behalf of the entire group. The entity must be a regulated financial entity within the EU/EEA.

This template is typically completed by the compliance or ICT risk management team at the start of the reporting period and updated whenever the entity's details change.

Fields Reference

Code	Field Name	Type	Req.	Description
c0010	LEI of the entity maintaining the register*	lei	Yes	Legal Entity Identifier (20 alphanumeric characters) Max length: 20
c0020	Name of the entity*	text	Yes	Legal name of the financial entity maintaining the register Max length: 255
c0030	Country of the entity*	country	Yes	Country where the entity is authorised (ISO 3166-1 alpha-2)
c0040	Type of entity*	select	Yes	Type of financial entity per DORA classification Show 24 allowed values `FE_1` — Credit institution `FE_2` — Payment institution `FE_3` — Account information service provider (exempt under Art.33 PSD2) `FE_4` — Electronic money institution `FE_5` — Investment firm `FE_6` — Crypto-asset service provider `FE_7` — Issuer of asset-referenced tokens `FE_8` — Central securities depository `FE_9` — Central counterparty `FE_10` — Trading venue `FE_11` — Trade repository `FE_12` — Manager of alternative investment funds `FE_13` — Management company `FE_14` — Data reporting service provider `FE_15` — Insurance undertaking `FE_16` — Reinsurance undertaking `FE_17` — Insurance intermediary `FE_18` — Reinsurance intermediary `FE_19` — Institution for occupational retirement provision `FE_20` — Credit rating agency `FE_21` — Administrator of critical benchmarks `FE_22` — Crowdfunding service provider `FE_23` — Securitisation repository `FE_24` — Issuer of significant asset-referenced tokens
c0050	Competent authority	text	No	Name of the competent authority supervising the entity Max length: 255
c0060	Date of the reporting	date	No	Date of the register submission (yyyy-mm-dd)

Relationships

This template has no foreign key relationships with other templates.

Validation Rules

Exactly one row for IND reporting. Individual reporting mode requires precisely one row in this template. Additional rows will trigger a validation error.
Valid LEI (ISO 17442). The Legal Entity Identifier must pass the ISO 17442 checksum validation. It must be a 20-character alphanumeric code with a valid MOD 97-10 check digit pair.
EU/EEA country. The country of the entity must be a valid EU or EEA member state ISO 3166-1 alpha-2 code.
Valid entity type. The entity type code must be one of the allowed financial entity types defined in the DORA taxonomy (e.g., FE_1 for credit institutions, FE_2 for payment institutions).

Example

Field	Value
LEI	`529900T8BM49AURSDO55`
Entity Name	Example Bank SIA
Country	LV
Entity Type	`FE_1` (Credit institution)
Competent Authority	FKTK
Reporting Date	2025-12-31

Common Mistakes

Invalid LEI checksum. Manually entered LEIs often contain typos that break the MOD 97-10 checksum. Always copy the LEI from an official source such as the GLEIF database.
Wrong entity type code. Using a generic entity type instead of the specific regulated entity type. Verify the correct code against the DORA taxonomy.
Missing row for IND reporting. Forgetting to add the single required row when the reporting type is set to IND (individual).
Non-EU/EEA country. Entering a country code outside the EU/EEA scope, which is not valid for the entity maintaining the register.